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Advanced Investment Strategies

Take your investing to the next level with sophisticated strategies and techniques

Prerequisites: These strategies assume you understand basic investing, have a diversified portfolio, and are comfortable with higher complexity and risk.

Value Averaging

Value averaging is a more sophisticated alternative to dollar-cost averaging. Instead of investing a fixed amount regularly, you adjust your contribution to meet a target portfolio value growth rate.

How It Works

Target: Portfolio grows by $1,000/month

Month 1

Target: $1,000

Current: $0

Invest: $1,000

Month 2

Target: $2,000

Current: $900 (market down)

Invest: $1,100

Month 3

Target: $3,000

Current: $2,200 (market up)

Invest: $800

Month 4

Target: $4,000

Current: $4,100 (market up)

Sell: $100

Advantages

  • • Forces buy low, sell high
  • • Better returns than DCA in volatile markets
  • • Systematic rebalancing

Disadvantages

  • • Requires more capital in down markets
  • • More complex to implement
  • • May trigger more taxes

Tax Loss Harvesting

Tax loss harvesting involves selling investments at a loss to offset capital gains taxes. In New Zealand, this is less relevant for most investors but can apply to property and international shares under certain conditions.

NZ-Specific Considerations

  • • No capital gains tax for long-term investors
  • • FIF rules may create taxable income regardless
  • • Property bright-line test creates taxable gains
  • • Trading frequency affects tax treatment

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Core-Satellite Portfolio Strategy

Combine passive index investing (core) with active investments (satellites) to balance low costs with the potential for outperformance.

Core Holdings (70-90%)

Low-cost, diversified index funds providing market returns

  • Total market index funds
  • International index funds
  • Bond index funds

Satellites (10-30%)

Higher-risk, higher-reward investments

  • Sector funds
  • Individual stocks
  • Thematic ETFs

Example: Conservative

  • • 90% Core: Global index funds
  • • 5% Satellite: NZ dividend stocks
  • • 5% Satellite: Gold ETF

Example: Aggressive

  • • 70% Core: Stock index funds
  • • 15% Satellite: Tech stocks
  • • 15% Satellite: Emerging markets

Leverage and Margin Investing

High Risk Warning: Leverage amplifies both gains and losses. You can lose more than your initial investment. Only for experienced investors.

Leverage means borrowing money to invest, multiplying both potential returns and risks. Common forms include margin loans, investment property mortgages, and leveraged ETFs.

Leverage Calculator

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Factor Investing / Smart Beta

Factor investing targets specific drivers of returns beyond market cap weighting. Academic research has identified factors that historically outperform the market.

Value Factor

Cheap stocks outperform expensive ones

Momentum Factor

Recent winners keep winning

Quality Factor

Profitable, stable companies outperform

Size Factor

Small caps outperform large caps (with more risk)

Multi-Factor Approach

Combining factors can improve risk-adjusted returns. Many smart beta ETFs target multiple factors simultaneously (e.g., value + quality).

Options Strategies (Limited in NZ)

NZ Limitation: Options trading is limited in New Zealand. Most NZ brokers don't offer options, and you'll need an international broker for access.

Options are contracts giving you the right (but not obligation) to buy or sell at a specific price. They can be used for income, hedging, or speculation.

Covered Calls (Income)

Sell call options on stocks you own to generate income.

Example: Own 100 shares at $50. Sell $55 call for $2 premium. Keep premium if stock stays below $55.

Protective Puts (Insurance)

Buy put options to protect against downside risk.

Example: Own stock at $50. Buy $45 put for $2. Limits loss to $7 per share.
For NZ Investors: Consider structured products or capital-protected funds as alternatives to options strategies.

Before Using Advanced Strategies

Master the basics first - have a diversified portfolio
Understand exactly how each strategy works
Start small - test with a tiny portion of your portfolio
Consider tax implications and transaction costs
Have an exit strategy before you enter

Remember: Simple, low-cost index investing beats most advanced strategies after costs and taxes.

Review Risk Management

Strategy Complexity

Beginner-Friendly

  • Core-Satellite
  • Value Averaging

Intermediate

  • Factor Investing
  • Tax Loss Harvesting

Advanced

  • Leverage/Margin
  • Options Trading

Remember

Advanced doesn't mean better. Most investors achieve their goals with simple, low-cost index funds. Only add complexity if it truly improves your situation.